Company Overview
Our client is a leading online securities company in Japan.
This job has been closed. You will find bellow the job description as a reminder. It is not possible to apply anymore.
Our client is a leading online securities company in Japan.
We are currently looking for a Compliance Officer to:
You will be expected to oversee compliance, legal and risk management in the Company.
Job scope includes developing and implementing an effective legal compliance program through company’s policies, rules and regulations (compliance, other HR related) as
well as implementing the education and training for employees.
You will also be responsible in preparing the regulatory and ad-hoc reports to the MAS or other authorities.
You will directly report to the Company’s CEO as well as to the Compliance Head in parent/ultimate parent companies.
Our client needs someone with the following skills:
• Experience in the MAS-licensed and/or registered financial institution (preferably in brokerage business).
• Being familiar with the relevant laws and regulations.
• At least 10+ years’ work experience in similar positions in Singapore.
• Proficiency in Japanese language is a plus.