Job Description
* US Global Investment Bank
* Fast-paced work environment
* Dynamic work culture
Our Client:
Our client is one of the largest investment bank in the world that offers investment management, securities, asset management, prime brokerage, and securities underwriting.
As a member of the team, you will specialize in the review of AML/KYC information on file of existing institutional clients. You will also work directly with sales and operational partners in a fast paced environment with precision and accuracy. The ability to prioritize, meet deadlines and communicate to all levels of the organization, including sales, legal and compliance, is critical. Having a client service mindset is crucial as the role requires significant correspondence with clients.
The Responsibilities:
* Ensure due diligence is performed on existing clients to comply with AML/KYC regulations
* Develop expertise in Anti Money Laundering/Customer Identification due diligence policies and process
* Engage clients and internal business teams to obtain relevant AML information and documentation
* Ensuring all communications are of the highest professional standard to maintain client service excellence
* Timely and effective escalation of potential relationship issues and devising possible resolutions
* Take responsibility for delivering against committed timelines
* Participate in regular meetings with the program team to maintain clarity around workflow, understand changes to AML/KYC regulations and develop required reporting metrics
The Requirements:
* Bachelor's degree in Banking & Finance or equivalent
* Minimum 2-3 years' of relevant experience working in the financial industry
* Excellent written and verbal communication skills required to professionally and persuasively engage external clients and internal stakeholders
* Strong analytical and problem solving skills
* Proficiency in Microsoft Office e.g. Outlook, Word, Excel, PowerPoint, etc
* Ability to work in a dynamic environment and changing requirement
* Excellent organizational skills with strong attention to detail given the regulatory nature of the role